Regulatory Intelligence — Regulatory News Tracker
Every published enforcement action, fine, license decision, and policy change from 40 gambling authorities worldwide — structured, dated, source-linked, and AI-readable. Updated daily. Segmented by operator, affiliate, payment processor, and policy.
DCMS concludes consultation on gambling regulation funding
The Department for Culture, Media and Sport (DCMS) published its consultation response on funding of the Gambling Commission, confirming licence fees will increase by 25% overall with different changes by operating licence type, new fee categories for most licences, fees for society lotteries held at current levels, and a new fee calculation for non-remote general betting limited licence holders. Changes are subject to secondary legislation and will take effect on 1 October 2026.
SEC Seeks Public Comment on Novel Exchange-Traded Funds
The U.S. Securities and Exchange Commission issued a request for public comment on exchange-traded funds seeking to invest in innovative asset classes or engage in novel investment strategies, seeking input on their status as investment companies, their regulation, and the registration process. The public comment period will remain open for 60 days following publication in the Federal Register.
SEC, CFTC Seek Public Comment on the Harmonization of Portfolio Margining Frameworks
The U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission issued a joint request for public comment on approaches to harmonize regulatory frameworks for portfolio margining across securities, security-based swaps, futures, swaps, and related positions. The request seeks input on topics including existing portfolio margining models, customer protection, cross-margining, capital and segregation treatment, risk management, clearing considerations, operational implementation, and impacts on market liquidity and competition; comments are open for 60 days after Federal Register publication.
CFTC, SEC Seek Public Comment on the Harmonization of Portfolio Margining Frameworks
The CFTC and SEC issued a joint request for public comment on approaches to harmonize portfolio margining frameworks across securities, security-based swaps, futures, swaps, and related positions. The agencies seek input on topics including existing portfolio margining models, customer protection, cross-margining, capital and collateral treatment, risk management, clearing considerations, operational implementation, and impacts on liquidity and competition; the comment period is open for 60 days following Federal Register publication.
Commission invites industry proposals to reduce regulatory burdens
The Gambling Commission invited proposals from the gambling industry to identify opportunities to reduce unnecessary regulatory burdens while maintaining consumer protections and licensing objectives. Stakeholders were asked to submit proposals via an online form before the end of September for review in the current business cycle; the topic will also be discussed at the Operators Engagement Forum on 2 July 2026.
CFTC Seeks Public Comment on Notice of Proposed Rulemaking Concerning Data Reporting Requirements for Certain Event Contracts
The CFTC published a Notice of Proposed Rulemaking on June 25, 2026, seeking public comment on amendments to Parts 15, 16, and 17 of its regulations to create an alternate reporting framework for certain fully collateralized event contracts. The proposal would add new section 16.03 defining "Covered Event Contracts" and require reporting pursuant to §§16.00, 16.01, Part 17, and Part 18 instead of specified sections of Parts 38, 39, 43, and 45.
CFTC Seeks Public Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities
The Commodity Futures Trading Commission issued a request for public comment on two related developments in energy derivatives: extending standard futures contracts to 24/7 trading without changing fixed expirations and potential listing of perpetual contracts referencing physically delivered or storable energy commodities. Comments are due within 30 days of the request's publication in the Federal Register.
Nuevo Proyecto de Acuerdo modificatorio al reglamento Baloto con ocasión de las respuestas a las observaciones
Coljuegos published a new draft agreement proposing modifications and substitution to Title 2 of the Baloto online loto regulation (Acuerdo 08 de 16 de septiembre de 2020) and invited comments and observations. Comments will be received from 22 to 30 June 2026 via email with a specified Excel matrix format.
SEC, CFTC Seek Public Input on Data Reporting Frameworks for Security-Based Swap and Swap Markets
The SEC and CFTC issued a joint request for public comment on harmonizing, modernizing, and streamlining data reporting requirements for security-based swap and swap markets. The request seeks input on harmonization, transparency and data quality, operational complexity, standardized identifiers and reference data, and implementation considerations; the public comment period is open for 60 days after Federal Register publication.
SEC, CFTC Seek Public Comment to Further Clarify and Harmonize Derivatives Product Definitions
The U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission issued a joint request for public comment on updating, clarifying, and harmonizing derivatives product definitions and interpretive issues, seeking input on swaps, security-based swaps, mixed swaps, novel products, jurisdictional questions, and potential alternative compliance areas. The public comment period is open for 60 days following publication in the Federal Register.
CFTC, SEC Seek Public Input on Data Reporting Frameworks for Security-Based Swap and Swap Markets
The CFTC and SEC issued a joint request for public comment seeking input on harmonizing, modernizing, and streamlining data reporting requirements for swap and security-based swap markets. The request invites feedback on harmonization, transparency and data quality, operational complexity, standardized identifiers and reference data, and implementation considerations, with comments open for 60 days after Federal Register publication.
CFTC, SEC Seek Public Comment to Further Clarify and Harmonize Derivatives Product Definitions
The CFTC and SEC issued a joint request for public comment seeking input to update, clarify, and harmonize derivatives product definitions and interpretive issues (including swaps, security-based swaps, mixed swaps, novel products, jurisdictional questions, and alternative compliance). The public comment period will remain open for 60 days following Federal Register publication.
CFTC Issues a Request for Information to Facilitate Innovation and Competition for Fintech Firms
The Commodity Futures Trading Commission issued a Request for Information to identify CFTC regulations, guidance, orders, no-action letters, and other items that may impede fintech firms from partnering with federally regulated institutions and to identify items that could be amended to streamline application processes. The request supports compliance with Executive Order 14405 and invites public comments for 21 days after Federal Register publication, to be submitted via Regulations.gov or other specified methods.
CFTC Seeks Public Comment on Notice of Proposed Rulemaking Concerning Whistleblower Rules
The Commodity Futures Trading Commission published a Notice of Proposed Rulemaking to amend its whistleblower rules, proposing a 30 percent presumption for whistleblower awards of $5 million or less (subject to Commission discretion) and modeled on SEC rule 21F-6(c). The Commission opened a 30-day public comment period following Federal Register publication and invited electronic comments via Regulations.gov.
CFTC Seeks Public Comment on Notice of Proposed Rulemaking Concerning Event Contracts Involving Enumerated Activities
The Commodity Futures Trading Commission published a Notice of Proposed Rulemaking seeking public comment on amendments to CFTC Regulation 40.11 and addition of Appendix F to part 40 to establish a framework for evaluating event contracts that may involve activities enumerated in Section 5c(c)(5)(C) of the Commodity Exchange Act. The proposal sets a 90-day review process, defines key terms including "involve" and "gaming," and seeks comment on public interest factors to apply contract-by-contract.
Proyecto de Acuerdo "Por el cual se modifica y se sustituye el título 2 del juego de suerte y azar de la modalidad novedoso de tipo loto en línea denominado Baloto"
Coljuegos has published a project agreement to modify and replace Title 2 of the game of chance and luck in the online lottery modality known as Baloto. Comments and observations will be accepted from June 5, 2026, to June 12, 2026.
SEC Publishes Draft Strategic Plan for Public Comment
The Securities and Exchange Commission published a Draft Strategic Plan focusing on its core mission of protecting investors and facilitating capital formation. The plan outlines three goals aimed at regulatory policy renewal, stakeholder engagement, and operational efficiency. Public comments on the plan are invited until July 2, 2026.
The Bingo Association AGM - Sarah Gardner speech
Sarah Gardner, Acting Chief Executive of the Gambling Commission, delivered a speech at The Bingo Association AGM discussing the current state of the bingo sector and the Commission's collaborative efforts with the industry. The speech highlighted the importance of working together to strengthen the evidence base around gambling and the upcoming changes resulting from the Gaming Machines consultation.
MGA launches targeted consultation on proposed AI Gaming Charter
The Malta Gaming Authority is launching a targeted consultation on a proposed AI Gaming Charter focused on the ethical and responsible use of artificial intelligence. This Charter aims to provide voluntary guidance to support the responsible use of AI in the gaming sector, complementing existing legal frameworks.
PA Gaming Control Board Submits Comments to Commodity Futures Trading Commission Regarding Prediction Markets
The Pennsylvania Gaming Control Board submitted comments to the Commodity Futures Trading Commission regarding proposed regulations on prediction markets, expressing concerns about underage gambling and the legality of these markets under state law.
MGA informs stakeholders of AMLA public consultations on draft AML/CFT regulatory standards and guidelines
The Malta Gaming Authority announces that the EU Anti-Money Laundering Authority has launched two public consultations on draft Regulatory Technical Standards and Guidelines under the EU Anti-Money Laundering Regulation. Stakeholders are encouraged to participate and submit feedback by specified deadlines.
CFTC Seeks Public Comment Relating to Commitments of Traders Reports
The Commodity Futures Trading Commission issued a Request for Comment regarding potential modifications to its Commitments of Traders Reports program, including changes to publication frequency and content. The request aims to gather public input to evaluate these potential modifications.
MGA issues Targeted Consultation on proposed enhancements to the Recognition Notice Framework
The Malta Gaming Authority is launching a targeted consultation on proposed enhancements to the Recognition Notice Framework. The changes aim to strengthen assessment measures at the authorisation stage and introduce a more structured approach to ongoing monitoring.
AMLA roundtable on AML risk assessment methodology – registration now open
The Malta Gaming Authority announced an upcoming roundtable organized by the Anti-Money Laundering Authority focusing on AML risk assessment methodology for non-financial sectors. The event aims to gather feedback from EU-level trade associations ahead of a public consultation planned for the summer.
AMLA launches public consultation on new draft regulatory acts and guidelines
The Danish Gambling Authority announces that AMLA has published new draft regulatory acts and guidelines for public consultation, which began on April 16, 2026, with deadlines for responses set for June 15 and July 15, 2026. The guidelines aim to supplement the Anti-Money Laundering Regulation.
SEC Seeks Public Comment on the Consolidated Audit Trail and Other Audit Trails and Data Sources
The Securities and Exchange Commission issued a concept release soliciting public comment for a comprehensive review of the Consolidated Audit Trail (CAT) and other audit trails used in U.S. securities markets. The release seeks input on various topics including CAT funding, governance, design, and cybersecurity.
SEC Small Business Advisory Committee to Explore Ways to Encourage More IPOs
The SEC's Small Business Capital Formation Advisory Committee will hold a meeting on April 28, 2026, to discuss ways to encourage more companies to go public. The meeting will include discussions on the IPO market and the impact of regulatory frameworks on IPO activity.
Information Session on Legislative Updates to Malta’s VAT and Gaming Tax Framework
The Malta Gaming Authority and the Malta Tax and Customs Administration will host an information session on legislative updates to Malta's VAT and gaming tax frameworks. The session aims to explain recent amendments and support stakeholders in preparing for their implementation ahead of the changes taking effect on 1 October 2026.
Get the Weekly Compliance Brief
Tuesdays. Every fine, suspension, and policy change of the week — segmented and source-linked. Free tier. Pro tier with real-time alerts launching soon.
