Other Policy Commodity Futures Trading Commission (CFTC)· United States · 2026-06-17

CFTC Staff Issues No-Action Letter for Swap Post-Trade Risk Reduction Services

→ OSTTRA

The CFTC divisions issued a time-limited no-action letter for post-trade risk reduction services (PTRRS) requested by Capitolis Partners LLC, Quantile Technologies Limited (as part of London Stock Exchange Group plc), and TriOptima AB (as part of OSTTRA). The letter provides no-action relief regarding failure to register as swap execution facilities, notes the firms have registered as introducing brokers, clarifies reporting obligations under part 43 for PTRRS, and is subject to terms and conditions in the letter.

Action date

2026-06-17

Authority

Commodity Futures Trading Commission (CFTC)

Country

United States

Primary source:
https://www.cftc.gov/PressRoom/PressReleases/9255-26 ↗

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