Operator Fine Commodity Futures Trading Commission (CFTC)· United States · 2025-09-04

Acting Chairman Pham Announces Successful Completion of Enforcement Sprint

→ The Bank of New York Mellon

The Commodity Futures Trading Commission issued six orders against 10 firms, resulting in a total of $8,325,000 in civil monetary penalties for compliance-related violations. The enforcement actions were part of an initiative led by Acting Chairman Caroline D. Pham to address operational non-compliance issues efficiently.

Amount (EUR)

€7,651,500

Original currency

$8,325,000

Action date

2025-09-04

Authority

Commodity Futures Trading Commission (CFTC)

Country

United States

Primary source:
https://www.cftc.gov/PressRoom/PressReleases/9114-25 ↗

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