Affiliate Other Commodity Futures Trading Commission (CFTC)· United States · 2025-09-12

CFTC Staff Issues No-Action Letter to UBS Europe SE Concerning Provision of Affiliate Support Activities

→ UBS Europe SE

The Commodity Futures Trading Commission’s Market Participants Division issued a no-action letter to UBS Europe SE, extending a previous no-action position despite potential statutory disqualification.

Action date

2025-09-12

Authority

Commodity Futures Trading Commission (CFTC)

Country

United States

Primary source:
https://www.cftc.gov/PressRoom/PressReleases/9121-25 ↗

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