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CFTC Sanctions Trading Firm $212,500 for Wash Sales
→ Shinhan Securities Co. Ltd.
The Commodity Futures Trading Commission issued an order against Shinhan Securities Co. Ltd. for engaging in wash sales and non-competitive transactions on NYMEX. The firm is required to pay a civil monetary penalty of $212,500 and cease further violations of the Commodity Exchange Act and CFTC regulations.
Amount (EUR)
€195,150
Original currency
$212,500
Action date
2025-09-17
Authority
Commodity Futures Trading Commission (CFTC)
Country
United States
Primary source:
https://www.cftc.gov/PressRoom/PressReleases/9125-25 ↗
https://www.cftc.gov/PressRoom/PressReleases/9125-25 ↗
Factual reporting based on the linked authority publication. Quoted summary generated from the official source by WagerX Forensic Team using AI-assisted extraction. This page is not legal advice, not an editorial opinion, and not commentary on parties beyond the facts stated by the authority. If you represent an entity named above and require a correction, contact us with the source reference.
