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SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination
The SEC and NFA have entered into a Memorandum of Understanding to enhance cooperation, coordination, and information sharing in areas of common regulatory interest. This MOU aims to improve regulatory oversight and compliance with derivatives and securities laws.
Action date
2026-05-21
Authority
Securities and Exchange Commission (SEC)
Country
United States
Primary source:
https://www.sec.gov/newsroom/press-releases/2026-47 ↗
https://www.sec.gov/newsroom/press-releases/2026-47 ↗
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