Policy Policy Securities and Exchange Commission (SEC)· United States · 2026-05-05

SEC Divisions of Investment Management and Corporation Finance Issue Staff Guidance Supporting Retirement Plans for Small Businesses

The SEC's Divisions of Investment Management and Corporation Finance issued guidance on the application of federal securities laws to pooled employer plans (PEPs) to assist small businesses in providing retirement plans. This guidance aims to clarify the regulatory framework for PEPs, which were established by the SECURE Act to help multiple small businesses offer retirement savings options.

Action date

2026-05-05

Authority

Securities and Exchange Commission (SEC)

Country

United States

Primary source:
https://www.sec.gov/newsroom/press-releases/2026-43-sec-divisions-investment-management-corporation-finance-issue-staff-guidance-supporting-retirement ↗

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