UKGC sanction: Lee Charles Nicholas

Following a licence review of Mr Charles Lee’s Personal Management Licence (“PML”), the Commission determined the Licensee breached paragraphs 1 and 2 of the general conditions attached to personal licences under Section 75 of the Gambling Act 2005 (the Act) and issued him with a warning under section 117(1)(a) of the Act. As a PML holder acting as Chief Executive Officer (“CEO”) for Eaton Gate Gaming Limited (“the Licensed Entity”), with responsibility for overall management and direction of the Licensed Entity’s business or affairs, Mr Lee failed to take all reasonable steps to ensure the Licensed Entity’s compliance with: paragraph 1 of licence condition 12.1.1 – Anti-Money Laundering (Prevention of money laundering and terrorist financing) between October 2020 and 24 May 2021 paragrap